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: Securities Law Prof Blog

SEC Bars Adviser's Former Managing Director for Conversion, Fraud

By Securites Lawprof

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The SEC imposed sanctions on Brendan E. Murray, formerly a managing director of registered investment advisor Cornerstone Equity Advisers, Inc. (Cornerstone) and secretary to Cornerstone's advisory clients the Cornerstone Funds, Inc. (Funds), for willfully aiding and abetting, and being a...

Full post as published by Securities Law Prof Blog on November 21, 2008 (boomark / email).

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