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Corporate & Securities Law

: Representing Investors

Merrill Lynch Accused of Deceptive Marketing of Auction-Rate Securities

By Keith Griffin

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Massachusetts Secretary of State William Galvin is coming down on Merrill Lynch, one of the largest securities firms in the U.S., for not disclosing to its investors the volatility of the auction-rate market. Galvin claims that Merrill sold auction-rate securities to investors, even though it was aware that the market was collapsing. Galvin asserts that [...]

Full post as published by Representing Investors on August 01, 2008 (boomark / email).

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