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: Securities Law Prof Blog

SEC Charges Five World Securities Brokers with Unsuitable Sales of Variable Universal Life Policies

By Securites Lawprof

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The SEC filed a complaint against Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez, Gabriel Paredes, and Angel Romo, five World Group Securities (WGS) registered representatives, including a branch office manager, charging them with fraudulently selling unsuitable securities, primarily variable universal life...

Full post as published by Securities Law Prof Blog on October 03, 2008 (boomark / email).

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Lawsuits and Settlements

Liberty National Life Insurance Co.
allegedly discriminated against Haitians by offering low quality policies and canceling without reason.

Wal-Mart Stores Inc.
$5.1 million class action settlement for life insurance policies of former employees.

Universal Underwriters Life Insurance Co.
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Coca-Cola Co.
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Qiao Xing Universal Telephone
settles class action for $2.4 million

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