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Academic
: Securities Law Prof BlogFINRA Posts FAQs on Arbitration Pilot Program
By Securites Lawprof
Full post as published by Securities Law Prof Blog on September 18, 2008 (boomark / email).
Treasurer Embezzlement
Mary Lou Puccio repays Warren Cheer and Pom Program $26,000 after stealing money.
Ontario Lottery and Gaming Corporation
has been accused of not doing enough to keep addicted gamblers who have signed up for a "self-exclusion" program out of casinos.
Murphy City, TX
$255,000 settlement in controversial pedophile news program case.
Biodefense Program
Texas A&M University agrees to $1 million lab safety and sanitation settlement.
Consumer Funding
BlueHippo Funding agrees to set up $5 million restitution fund after modifying its computer sales program.
HIV Funds
Dallas Independent School District pays $336,000 settlement for misappropriated program funds.

Another FINRA Arbitration Pilot Program, Another Waste of Time
Is Retail Securities Arbitration Dying
FINRA Board Approves Rule that Codifies Expungement Procedures for Arbitrators
Pilot Program Works In Catching Uninsured Drivers
FINRA, Formerly NASD, Gets Serious About Enforcing Fines









