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: Securities Law Prof Blog

Former Prudential Rep Pleads Guilty to Market-Timing Offenses

By Securites Lawprof

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On September 15, 2008, Justin F. Ficken, a former Prudential Securities registered representative, pled guilty to one count of conspiracy, three counts of wire fraud, and two counts of securities fraud in a case being prosecuted by the United States...

Full post as published by Securities Law Prof Blog on September 17, 2008 (boomark / email).

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