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: Securities Law Prof Blog

SEC Settles Charges Against Heartland Advisors for Mispricing Bonds

By Securites Lawprof

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The SEC recently settled administrative proceedings against Heartland Advisors, Inc. (Heartland), a Wisconsin-based investment adviser, and several current and former employees of Heartland. The Order finds that from March 1, 2000 into October 2000, Heartland negligently mispriced certain bonds owned...

Full post as published by Securities Law Prof Blog on January 28, 2008 (boomark / email).

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