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: SECLaw.com

UBS' General Counsel Aufhauser Quits

By Mark H. Astarita, Esq.

UBS In-Houser Quits Over Securities InvestigationNo surprise here. As we discussed last week UBS investment banking general counsel David Aufhauserhas been named in the press as one of the UBS executives who sold his personal ARS holdings in December 2007 based on information he received from other executives, while the firm was pushing the securities on its customers.

Full post as published by SECLaw.com on August 06, 2008 (boomark / email).

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