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: Securities Law Prof BlogFINRA Staff Provides Interpretation of Notice Regarding Partial Redemptions of ARS
By Securites Lawprof
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FINRA issued a staff interpretive memo regarding NASD Rule 2110 and NYSE Rule 402.30?Partial Redemption Allocations and Disclosure Practices in Auction Rate Securities, to clarify questions about its recently issued Regulatory Notice 08-21 (the Notice), in which FINRA provided guidance...Full post as published by Securities Law Prof Blog on July 09, 2008 (boomark / email).
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