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: Securities Law Prof Blog

SEC Institutes Market Timing Charges Against Invesco Funds Salesperson

By Securites Lawprof

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The SEC issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act...

Full post as published by Securities Law Prof Blog on June 12, 2008 (boomark / email).

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