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: Securities Law Prof Blog

SEC Obtains Asset Freeze Against Clearing Broker

By Securites Lawprof

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The SEC obtained an asset freeze and other emergency relief to protect investors whose funds were at risk due to fraudulent misconduct at North American Clearing, Inc., a Florida based general securities and clearing brokerage firm that services approximately 40...

Full post as published by Securities Law Prof Blog on May 28, 2008 (boomark / email).

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