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Academic

: Securities Law Prof Blog

SEC Investigates Wachovia's ARS Practices

By Securites Lawprof

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Wachovia disclosed that the SEC and other regulators are seeking information about the underwriting, sale, and auctions of municipal auction-rate securities and auction-rate preferred securities. In addition, a lawsuit was filed in March in New York by customers who purchased...

Full post as published by Securities Law Prof Blog on May 13, 2008 (boomark / email).

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