ADVERTISEMENT



Google       

Home -> Law Blog Directory -> Corporate & Securities Law Blogs -> Jim Hamilton's World of Securities Regulation

OR PHONE (866) 635-1838 for Bankruptcy Help, (866) 635-6190 for Divorce,
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense

Find a Local Lawyer

Bankruptcy (866) 635-1838
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402

Bookmark

Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

Illinois Adopts by Emergency Written Exam for Salespersons Dealing Exclusively in Investment Banking

By Jim Hamilton

ADVERTISEMENTS
Salespersons intending to deal exclusively in investment banking must take and pass the Investment Banking Representative Examination (Series 79), as well as either the Series 63 or 66 Exam. FINRA is added to a definitions rule and replaces the NASD in the salesperson exam rule. These rule changes are adopted by emergency of the Illinois Securities Department, effective March 10, 2011 for a maximum 150 days.

Full post as published by Jim Hamilton's World of Securities Regulation on March 29, 2011 (boomark / email).

Bloggers, promote your law blog by nominating your blog for inclusion in USLaw.com's Law Blog Directory and RSS Reader. Benefits described.
Related Law Articles

Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States

Emergency Economic Stabilization Act of 2008
Bailout Bill HR124

Lawsuits and Settlements

Step 2
Recalls Play Gym Sets Sold Exclusively at Toys R Us

Virgin Atlantic Flight
Makes Emergency Landing

Federal Emergency Management Agency
Trailers Contain Toxic Formaldehyde Fumes

Illinois Ground Beef Recalled
due to Possible E. coli Contamination

Illinois Residents
Exposed to Potentially Carcinogenic Drinking Water

University of Illinois Medical Center
Potential $14 Million in Malpractice Settlements

Related Searches

























































































































US Law
#1 Online Legal Resource













Your Blog Subscriptions
Subscribe to blogs

10,000+ Law Job Listings
Lawyer . Police . Paralegal . Etc
Earn a law-related degree
Are you the author of this blog? Adding USLaw.com to your Blogroll increases relevance. You qualify to display a USLaw Network badge.
Suggest changes to this blog's description or nominate another for inclusion. Register for updates.


Practice Area
Zip Code:

Contact a Lawyer Now!






0.0131 secs (new cache)