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: Securities Law Prof Blog

SEC Files Complaint against UK Hedge Fund Advisor Alleging Market-Timing

By Securites Lawprof

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The SEC filed a civil action in the U.S. District Court for the Southern District of New York against United Kingdom-based hedge fund adviser Pentagon Capital Management PLC (PCM) and its Chief Executive Officer, Lewis Chester. The complaint alleges that...

Full post as published by Securities Law Prof Blog on April 03, 2008 (boomark / email).

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