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SEC To Require Disclosure of Incentive-Based Compensation

By Adam G. Kurtz

    Last week, on March 2, 2011, the SEC proposed a rule requiring brokers, dealers and investment advisers with $1 billion or more in assets to disclose the structure of their incentive-based compensation practices.  In addition, the rule also prohibits any kind of incentive-based compensation arrangement that encourages inappropriate risks.   The proposed rule stems from the Dodd-Frank Wall Street Reform and Consumer Protection Act, § read more

Full post as published by PomTalk on March 11, 2011 (boomark / email).