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: Securities Law Prof Blog

Hazen on Broker's Fiduciary Duties

By Securites Lawprof

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Stock Broker Fiduciary Duties and the Impact of the Dodd-Frank Act, by Thomas Lee Hazen, University of North Carolina (UNC) at Chapel Hill - School of Law, was recently posted on SSRN. Here is the abstract: In recent years there...

Full post as published by Securities Law Prof Blog on February 27, 2011 (boomark / email).

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