Home -> Law Blog Directory -> Corporate & Securities Law Blogs -> Jim Hamilton's World of Securities Regulation
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense
Find a Local Lawyer
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402
Corporate & Securities Law
: Jim Hamilton's World of Securities RegulationNASAA Requests Comments on IA Model Rules
By Jim Hamilton
The comment period will be open for 21 days, from Friday, July 18 to Friday, August 8, 2008. Comments should be sent to Kenneth Hojnacki, Wisconsin Dept. of Financial Institutions, Division of Securities, P.O. Box 1768, Madison, Wisconsin 53701-1768; kenneth.hojnacki@dfi.state.wi.us.
Full post as published by Jim Hamilton's World of Securities Regulation on July 21, 2008 (boomark / email).
New Hampshire Enacts NASAA's Model Rule on Senior Certifications
New Hampshire becomes the first state to legislatively adopt NASAA?s Model Rule on the Use of Senior Certifications and Professional Designations. Last month Washington and Virginia became the first jurisdictions to adopt rules based on NASAA?s model...
NASAA Announces New Model Rule on Senior Designations
NASAA announced that its membership has approved a new model rule prohibiting the misleading use of senior and retiree designations. The model rule prohibits the misleading use of senior and retiree designations while also providing a means by which a...
NASAA Coordinates Auction Rate Securities Investigations
NASAA announced that several of its members have been conducting investigations involving auction-rate securities (ARS) and are coordinating their efforts to help investors who cannot access funds that their brokers placed in these complex investment products...
New Edition Book of ABA's Model Rules Is Announced
In an email sent around today, the American Bar Association announced its publication of the 2008 Edition of the Model Rules of Professional Conduct, with the MR Comments included, for $19...
NASAA Submits Comment Letter On Paulson Plan
NASAA submitted today a 12-page letter commenting on Treasury Secretary Paulson's Blueprint for Financial Regulation Reform.
Cox Addresses NASAA
Chairman Christopher Cox Addressed the North American Securities Administrators Association 2008 Public Policy Conference on April 1, 2008 and focused on SEC-NASAA initiatives against senior fraud and other enforcement actions against fraud.
Discouraging Union Organizers
Strict work place rules
VA Sets New Benefit Rules for Agent Orange-Related Ilnesses
Agent Orange-Related Ilnesses VA Sets New Benefit Rules
Radio Transmitters
for Model Aircrafts Recalled
FDA
Requests Labeling Change for Singulair, Accolate and Zyflo and Zyflo CR
FedEx
Ground Business Model Wins Class Action in Washington










